Mark R. Gordon
Professional summary
Mark Robert Gordon is a registered financial professional currently at FIRST ASSET FINANCIAL INC. located in Salina, Kansas.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1982. Mark has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Robert Gordon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2006 - Present
FIRST ASSET FINANCIAL INC.
Office #1: 110 E. Iron Ave., Salina, KS 67401June 10, 2004 - December 31, 2005
IRON STREET SECURITIES INC.
January 3, 2002 - July 11, 2002
JOSEPH CHARLES HAKE & COMPANY, INC.
January 13, 1999 - February 8, 2000
NYLIFE SECURITIES LLC
January 13, 1999 - February 9, 2000
NYLIFE DISTRIBUTORS LLC
May 8, 1995 - January 7, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 4, 1994 - March 13, 1995
A. G. EDWARDS & SONS, INC.
June 28, 1982 - January 12, 1994
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2006)
(11/28/2022)
Exams
Series 8
Date: 8/16/1988
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FIRST ASSET FINANCIAL INC.
CRD#: 139107Salina, KS 67401TRUST BUT VERIFY
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