Eugenie V. Brewster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugenie Virginia Brewster, who also goes by Ginny Brewster, was a registered financial professional .
Eugenie is a previously registered financial professional and started their career in finance in 1982. Eugenie had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2001 - November 28, 2018
CENTAURUS FINANCIAL, INC.
March 15, 1999 - November 28, 2018
CENTAURUS FINANCIAL, INC.
October 3, 1995 - March 15, 1999
TITAN/VALUE EQUITIES GROUP, INC.
September 1, 1993 - October 9, 1995
PACIFIC HARBOR SECURITIES, INC.
June 20, 1991 - September 9, 1993
SECURITIES AMERICA, INC.
February 14, 1991 - June 20, 1991
PAULSON INVESTMENT COMPANY LLC
August 27, 1990 - February 27, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
August 27, 1990 - February 27, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 7, 1986 - August 22, 1990
WOODBURY FINANCIAL SERVICES, INC.
February 4, 1985 - April 2, 1986
THE PIONEER GROUP, INC.
February 10, 1983 - March 19, 1986
FSC SECURITIES CORPORATION
May 24, 1982 - February 9, 1983
SYMON GROUP, LTD.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
