James L. Cronin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Lawrence Cronin, who also goes by James Lawrence Cronin Jr, James Lawrence Cronin, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2023 - August 28, 2023
FNEX CAPITAL, LLC
December 16, 2014 - March 17, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
May 21, 2014 - November 26, 2014
TSC DISTRIBUTORS, LLC
December 6, 2006 - January 10, 2014
SENTINEL FINANCIAL SERVICES COMPANY
November 27, 2000 - July 26, 2006
MFS FUND DISTRIBUTORS, INC.
November 4, 1996 - November 17, 2000
ALLIANCEBERNSTEIN INVESTMENTS, INC.
May 12, 1994 - October 4, 1996
INVESCO DISTRIBUTORS, INC.
January 18, 1993 - March 25, 1994
VERAVEST INVESTMENTS, INC.
June 17, 1991 - January 11, 1993
LPL FINANCIAL LLC
January 27, 1986 - July 29, 1991
AMERICAN FINANCE GROUP SECURITIES CORP.
August 24, 1984 - April 6, 1987
MML INVESTORS SERVICES, LLC
October 14, 1982 - April 12, 1983
MML INVESTORS SERVICES, LLC
July 19, 1982 - April 16, 1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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