Robert P. Mccabe
Professional summary
Robert Patrick Mccabe, CFP®, who also goes by Bob Mccabe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Arlington, Virginia and CETERA ADVISORS LLC located in Arlington, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Patrick Mccabe's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
January 1, 2004 - Present
CETERA ADVISORS LLC
January 24, 2006 - March 21, 2024
CETERA ADVISORS LLC
October 5, 1995 - December 31, 2005
MCCABE INVESTMENT ADVISORY
April 24, 1992 - January 1, 2004
IFG NETWORK SECURITIES, INC.
July 22, 1982 - May 22, 1992
DERAND/PENNINGTON/BASS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2022)
(8/18/2006)
(1/1/2004)
(1/1/2004)
(1/1/2004)
(1/1/2004)
(1/1/2004)
(10/4/2019)
(1/15/2025)
(4/30/2024)
(11/12/2020)
(8/23/2021)
(1/1/2004)
(1/1/2004)
(7/28/2020)
(6/26/2019)
(4/14/2023)
(1/1/2004)
(1/1/2004)
(7/23/2020)
(1/27/2021)
(1/7/2021)
(4/4/2017)
(10/11/2018)
(1/1/2004)
(3/21/2024)
(8/16/2024)
(1/2/2020)
(4/30/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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