Francis P. Branca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Peter Branca, who also goes by Francis Peter Branca, Frank Branca, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1982. Francis had worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1997 - December 23, 2013
RAMPART FINANCIAL SERVICES, INC.
November 8, 1982 - October 20, 1997
PRUCO SECURITIES, LLC.
August 12, 1982 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
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Exams
Current Firm
RAMPART FINANCIAL SERVICES, INC.
CRD#: 43294 / SEC#: , 8-50218
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
