Paul D. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Dee Mitchell was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2000 - July 28, 2025
FIRST STATE INVESTMENT ADVISORS INC
June 20, 1986 - October 17, 2016
FIRST STATE SECURITIES, INC.
June 9, 1982 - April 18, 1985
FIRST STATE FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST STATE INVESTMENT ADVISORS INC
CRD#: 104788 / SEC#: 801-36597
Contact information
Regulatory assets under management
| Total Number of Accounts | 269 |
| AUM (Assets Under Management) | $ 91,092,832 |
Red Flags
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