A J. Brent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
A J Brent was a registered financial professional .
A is a previously registered financial professional and started their career in finance in 1982. A had worked at 6 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1995 - May 19, 1995
MCC SECURITIES, INC.
January 2, 1991 - January 21, 1993
KEOGLER, MORGAN & COMPANY, INC.
March 21, 1988 - December 7, 1988
MORGAN STANLEY DW INC.
June 17, 1986 - March 17, 1988
PRUDENTIAL EQUITY GROUP, LLC
December 19, 1984 - June 23, 1986
SWINK & COMPANY, INC.
July 12, 1982 - December 21, 1984
J. MILTON NEWTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCC SECURITIES, INC.
CRD#: 36286 / SEC#: , 8-47088
Contact information
Documents
Red Flags
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