Joseph A. Apuzzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Apuzzo was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1981. Joseph had worked at 5 firms and has passed the Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1989 - November 18, 1993
CHURCHILL SECURITIES, INC.
July 8, 1988 - July 6, 1989
ROBERT TODD FINANCIAL CORP.
February 5, 1987 - June 2, 1989
AGENCY FINANCIAL SERVICES, INC.
November 9, 1985 - October 10, 1986
WHITEHALL SECURITIES, INC.
December 21, 1981 - November 29, 1983
PACE SECURITIES, INC.
November 6, 1981 - August 12, 1985
PACE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHURCHILL SECURITIES, INC.
CRD#: 10343 / SEC#: , 8-23892
Contact information
Documents
Red Flags
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