GW
Garold D. Woltz
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CRD#: 1044137
GW
Professional summary
Garold Dean Woltz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Garold is a previously registered financial professional and started their career in finance. Prior to being barred, Garold had worked at 0 firm, which includes .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
State Registrations and Notice Filings
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Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current firm
No current employment
Red Flags
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