Steven M. Lugar

BEAIRD HARRIS

DALLAS, TX 75251

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CRD#: 1044095

Professional summary

Steven Mark Lugar, CFP® is a registered financial advisor currently at BEAIRD HARRIS located in Dallas, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Steven has worked at 2 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mark Lugar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

June 20, 2001 - Present

BEAIRD HARRIS

Office #1: 12221 Merit Drive Suite 750, Dallas, TX 75251

RIA

CRD#: 107238

DALLAS, TX

Past

April 26, 1982 - September 15, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEAIRD HARRIS

BEAIRD HARRIS | BHCO CAPITAL MANAGEMENT, INC. | BHCO CAPITAL MANAGEMENT INC | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | BEAIRD HARRIS WEALTH MANAGEMENT, INC.

CRD#: 107238 / SEC#: 801-51938

RIA

Registered Investment Advisory firm - (5/20/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/20/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/22/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/21/1985

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BEAIRD HARRIS

BEAIRD HARRIS | BHCO CAPITAL MANAGEMENT, INC. | BHCO CAPITAL MANAGEMENT INC | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | BEAIRD HARRIS WEALTH MANAGEMENT, INC.

CRD#: 107238 / SEC#: 801-51938

RIA

Registered Investment Advisory firm - (5/20/1996 Approved)

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Contact information

Main Address

5005 Lyndon B Johnson Fwy Ste 1700, Dallas, TX 75244

Mailing Address

Phone number

(972) 503-1040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	3,188
AUM (Assets Under Management)	$ 1,907,364,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/30/2025	Cover Page	Report
01/28/2025	Cover Page	Report
07/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven M. Lugar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mark Lugar's CRS (Customer Relationship Summary).

Certified licenses

Experience

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BEAIRD HARRIS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2001

Series 63

Date: 4/22/1982

Series 6

Date: 4/22/1982

Series 26

Date: 11/21/1985

Current Firm

BEAIRD HARRIS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEAIRD HARRIS

TRUST BUT VERIFY

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