James E. Lesher
Professional summary
James Elam Lesher is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Elam Lesher's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2013 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019March 5, 2004 - January 31, 2013
CORONADO INVESTMENTS, LLC
January 16, 2002 - March 3, 2004
TRAUTMAN WASSERMAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2013)
(2/15/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/14/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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