Gary S Spirer
Professional Summary
Gary S Spirer, who also goes by Gary Steven Spirer, is a registered financial advisor currently at CAPITAL HILL GROUP, INC. located in Austin, Texas. Gary is registered as a RR (Registered Representative) and started their career in finance in 1982. Gary has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gary S Spirer, Gary Steven Spirer
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CAPITAL HILL GROUP, INC. | GS SECURITIES CORPORATION
Contact Information
Main Address
43 Rainey Street # 3201, Austin, TX 78701Mailing Address
43 Rainey Street # 3201, Austin, TX 78701Phone Number
(512) 551-3552Established
Delaware since 04/20/1981Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPIRER, GARY S | PRESIDENT, TREASURER, DIRECTOR, SECRETARY, GSP, CCO | 1043890 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/8/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gary S Spirer's CRS (Customer Relationship Summary).
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