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GS

Gary S. Spirer

CAPITAL HILL GROUP
Austin, TX 78701
Some features on this profile are disabled
CRD#: 1043890
GS

Professional summary


Gary S Spirer, who also goes by Gary Steven Spirer, is a registered financial professional currently at CAPITAL HILL GROUP, INC. located in Austin, Texas.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1982. Gary has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gary Steven Spirer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gary S Spirer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 1982 - Present

CAPITAL HILL GROUP, INC.

Office #1: 43 Rainey Street # 3201, Austin, TX 78701
BD
CRD#: 10323
Austin, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(2/8/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 2/11/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CH
CAPITAL HILL GROUP, INC.
CAPITAL HILL GROUP, INC. | GS SECURITIES CORPORATION

CRD#: 10323 / SEC#: , 8-26145

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
43 Rainey Street # 3201, Austin, TX 78701
Mailing Address
43 Rainey Street # 3201, Austin, TX 78701
Phone number
(512) 551-3552
Established
Delaware since 04/20/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
SPIRER, GARY SPRESIDENT, TREASURER, DIRECTOR, SECRETARY, GSP, CCO1043890

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL HILL GROUP, INC.

CRD#: 10323Austin, TX 78701

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