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HC

Henry J. Cibula

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CRD#: 1043855
HC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry John Cibula JR, who also goes by Henry J Cibula, was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1983. Henry had worked at 3 firms and has passed the Series 63 and Series 2 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Henry J Cibula

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 11, 1986 - December 5, 1986

LCP CAPITAL CORP.

BD
CRD#: 14469
Past

August 6, 1983 - June 16, 1986

CARDELL & ASSOCIATES, INCORPORATED

BD
CRD#: 7700
Past

June 19, 1983 - July 8, 1983

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/15/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 2
Date: 5/11/1970
Non-Member General Securities Examination

Current Firm


LC
LCP CAPITAL CORP.
FIRST HANOVER SECURITIES, INC. | THE NO LOAD FUNDS SERVICE CORP. | LEXINGTON CAPITAL PARTNERS & CO., INC. | LCP CAPITAL CORP. | HANOVER CONCEPTS, INC.

CRD#: 14469 / SEC#: , 8-44577

BD
Terminated by SEC on 03/24/2001
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 06/27/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FIRST HANOVER LPOWNER
LMJG LPOWNER
WESTAR CAPITAL CORPOWNER
ALIOTTA, ANTHONY JOSEPH JRBRANCH MANAGER/DIRECTOR2835162
ARMITAGE, RONALD DAVIDCOMPLIANCE OFFICER7228
BRODY, KEVIN PATRICKSALES MANAGER/DIRECTOR1912980
CUTRONE, NICHOLAS ALEXANDERASSISTANT BRANCH MANAGER2692158
MURRAY, DAVID MICHAELASSISTANT BRANCH MANAGER1870050
NEWMAN, IRA BERNARDCFO1242346
RICCA, GREGORY EMMANUELBRANCH MANAGER/DIRECTOR2080220
STOFFERS, CHARLES STEVENPRESIDENT/CCO826603

Disclosures


Regulatory Event19
Arbitration31

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LCP CAPITAL CORP.

CRD#: 14469

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