Richard D. Turi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard David Turi, who also goes by Richard David Tury, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1989. Richard had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2012 - September 28, 2012
NMS CAPITAL SECURITIES, LLC
October 5, 2006 - May 5, 2010
NETWORK 1 FINANCIAL SECURITIES INC.
August 13, 2002 - September 20, 2004
WORLD INVESTMENTS, LLC
December 5, 1995 - March 3, 2000
FIRST SUMMIT SECURITIES, INC.
February 4, 1994 - April 3, 1995
CHURCHILL SECURITIES, INC.
March 18, 1993 - March 3, 1994
FIRST MADISON SECURITIES, INC.
June 29, 1989 - January 6, 1993
METROPOLITAN LIFE INSURANCE COMPANY
June 29, 1989 - January 6, 1993
MSI FINANCIAL SERVICES, INC.
March 21, 1989 - May 10, 1989
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NMS CAPITAL SECURITIES, LLC
CRD#: 107401 / SEC#: , 8-53037
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
