Lewis J. Bair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Jay Bair was a registered financial advisor .
Lewis is a previously registered financial advisor and started their career in finance in 1968. Lewis had worked at 13 firms and has passed the Series 63, SIE, Series 15, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2008 - December 31, 2014
MONTICELLO INVESTMENT SERVICES, INC.
August 15, 2006 - December 31, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
August 1, 2005 - August 15, 2006
BOLTON SECURITIES CORPORATION
June 8, 2005 - August 15, 2006
BOLTON GLOBAL CAPITAL
March 31, 2003 - June 13, 2005
CANTELLA & CO., INC.
February 16, 2001 - June 13, 2005
CANTELLA & CO., INC.
September 3, 1997 - February 15, 2001
SICOR SECURITIES INC
April 16, 1990 - October 22, 1997
PRUDENTIAL EQUITY GROUP, LLC
February 19, 1988 - May 4, 1990
LEHMAN BROTHERS INC.
November 24, 1981 - March 1, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
April 25, 1979 - December 8, 1981
L. F. ROTHSCHILD & CO. INCORPORATED
September 9, 1974 - April 6, 1979
J.P. MORGAN SECURITIES LLC
September 15, 1971 - February 11, 1975
BLACK STEIN KIMBALL, INC.
July 23, 1968 - September 19, 1971
H. HENTZ & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/13/1984
Foreign Currency Options ExaminationPC
Date: 5/25/1983
AMEX Put and Call ExamSeries 1
Date: 10/28/1966
Registered Representative ExaminationCurrent Firm
MONTICELLO INVESTMENT SERVICES, INC.
CRD#: 140851 / SEC#: 801-73177
Contact information
Red Flags
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