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RJ

Reid Stuart Johnson

CRD# 1043574·Registered 1982 - 2008
Barred: Reid Stuart Johnson was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Reid Stuart Johnson, who also goes by Reid S Johnson, was a registered financial advisor. Reid was a previously registered financial advisor and started their career in finance 1982 - 2008. Reid had worked at 17 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Reid S Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

G.F. INVESTMENT SERVICES, LLC·CRD# 132939
BD
Scottsdale, AZ
June 5, 2007 - June 17, 2008
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.·CRD# 132070
RIA
Scottsdale, AZ
April 16, 2007 - June 17, 2008
STRATEGIC INVESTMENT ADVISORS·CRD# 121768
RIA
Scottsdale, AZ
February 28, 2005 - March 31, 2009
MERIDIAN UNITED CAPITAL, LLC·CRD# 122924
BD
Scottsdale, AZ
June 11, 2003 - October 16, 2012
THE PLANNING GROUP·CRD# 113887
RIA
Scottsdale, AZ
September 23, 2002 - December 31, 2012
TRIAD ADVISORS LLC·CRD# 25803
BD
Atlanta, GA
June 17, 2002 - June 20, 2003
ASSOCIATED PLANNERS SECURITIES CORPORATION OF NEVADA, INC.·CRD# 30200
BD
Reno, NV
November 28, 2000 - July 18, 2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
August 20, 1998 - April 24, 2002
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
May 16, 1996 - July 29, 1998
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
January 11, 1996 - May 8, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 29, 1993 - October 30, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 15, 1988 - June 24, 1993
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 1, 1986 - February 15, 1988
COZAD INVESTMENT SERVICES, INC.·CRD# 10065
BD
October 18, 1983 - October 22, 1986
LPL FINANCIAL LLC·CRD# 6413
BD
November 22, 1982 - November 17, 1983
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
October 21, 1982 - December 7, 1982
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
May 24, 1982 - January 23, 1984

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Current Firm

GI
G.F. INVESTMENT SERVICES, LLC

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939 / SEC#: 8-66659
BD
Terminated by SEC on 10/19/2021

Contact Information

Established

Florida since 07/13/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CENTRECORE LLCOWNER—

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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