Reid S. Johnson
Professional summary
Reid Stuart Johnson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Reid is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Reid had worked at 17 firms, which includes G.F. INVESTMENT SERVICES LLC, GLOBAL FINANCIAL PRIVATE CAPITAL INC., STRATEGIC INVESTMENT ADVISORS, MERIDIAN UNITED CAPITAL LLC, THE PLANNING GROUP, TRIAD ADVISORS LLC, ASSOCIATED PLANNERS SECURITIES CORPORATION OF NEVADA INC., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, SECURITIES AMERICA INC., CETERA WEALTH SERVICES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, COZAD INVESTMENT SERVICES INC., LPL FINANCIAL LLC, INTEGRATED RESOURCES EQUITY CORPORATION, ANCHOR NATIONAL FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2007 - June 17, 2008
G.F. INVESTMENT SERVICES, LLC
April 16, 2007 - June 17, 2008
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
February 28, 2005 - March 31, 2009
STRATEGIC INVESTMENT ADVISORS
June 11, 2003 - October 16, 2012
MERIDIAN UNITED CAPITAL, LLC
September 23, 2002 - December 31, 2012
THE PLANNING GROUP
June 17, 2002 - June 20, 2003
TRIAD ADVISORS LLC
November 28, 2000 - July 18, 2001
ASSOCIATED PLANNERS SECURITIES CORPORATION OF NEVADA, INC.
August 20, 1998 - April 24, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 16, 1996 - July 29, 1998
SECURITIES AMERICA, INC.
January 11, 1996 - May 8, 1996
CETERA WEALTH SERVICES, LLC
November 29, 1993 - October 30, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 1988 - June 24, 1993
LEHMAN BROTHERS INC.
October 1, 1986 - February 15, 1988
E. F. HUTTON & COMPANY INC
October 18, 1983 - October 22, 1986
COZAD INVESTMENT SERVICES, INC.
November 22, 1982 - November 17, 1983
LPL FINANCIAL LLC
October 21, 1982 - December 7, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
May 24, 1982 - January 23, 1984
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
G.F. INVESTMENT SERVICES, LLC
CRD#: 132939 / SEC#: , 8-66659
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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