Kenneth N. Ross

EAGLE CAPITAL MANAGEMENT

MANDEVILLE, LA 70471

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CRD#: 1043565

Professional summary

Kenneth Norman Ross MR., who also goes by Kenneth Norman Ross, is a registered financial advisor currently at EAGLE CAPITAL MANAGEMENT, LLC located in Mandeville, Louisiana.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kenneth has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Norman Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Norman Ross MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2005 - Present

EAGLE CAPITAL MANAGEMENT, LLC

Office #1: 1417 West Causeway Approach, Mandeville, LA 70471

RIA

CRD#: 110177

MANDEVILLE, LA

Past

September 21, 1990 - March 16, 2000

JMC SECURITIES, INC.

CRD#: 7669

METAIRIE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE CAPITAL MANAGEMENT, LLC

CRD#: 110177 / SEC#: 801-57207

RIA

Registered Investment Advisory firm - (2/1/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/24/2015)

IAR

Texas
(5/19/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1990

General Securities Representative Examination

Current Firm

EAGLE CAPITAL MANAGEMENT, LLC

CRD#: 110177 / SEC#: 801-57207

RIA

Registered Investment Advisory firm - (2/1/2000 Approved)

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Contact information

Main Address

1417 West Causeway Approach, Mandeville, LA 70471

Mailing Address

Phone number

(985) 778-0987

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISORY SERVICES DISCLOSURE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	789
AUM (Assets Under Management)	$ 437,682,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth N. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Norman Ross MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE CAPITAL MANAGEMENT, LLC

JMC SECURITIES, INC.

Primary Firm SEC Registration

EAGLE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/1992

Series 63

Date: 9/27/1990

Series 7

Date: 9/19/1990

Current Firm

EAGLE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAGLE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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