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Anthony Francis Dudzinski Jr

CRD# 1043511·Registered 1982 - 2009
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Francis Dudzinski JR, who also goes by Anthony Francis (jr) Dudzinski, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1982 - 2009. Anthony had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 28, Series 4, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Francis (jr) Dudzinski

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

XSHARES SECURITIES LLC·CRD# 141534
BD
New York, NY
October 17, 2008 - January 9, 2009
XSHARES SECURITIES LLC·CRD# 141534
BD
New York, NY
December 4, 2007 - August 12, 2008
SUNSTATE EQUITY TRADING·CRD# 43571
BD
Tampa, FL
November 3, 2004 - December 16, 2004
US EURO SECURITIES, INC·CRD# 38839
BD
Middletown, NJ
December 3, 2003 - September 12, 2006
CARLTON CAPITAL INC.·CRD# 42533
BD
New York, NY
September 5, 2003 - October 29, 2003
CAMDEN SECURITIES, INC.·CRD# 18305
BD
Los Angeles, CA
May 30, 2003 - September 2, 2003
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
Jersey City, NJ
February 2, 2000 - March 21, 2003
MARION BASS SECURITIES CORPORATION·CRD# 7961
BD
Charlotte, NC
October 15, 1999 - February 3, 2000
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
July 8, 1997 - July 29, 1999
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
Jersey City, NJ
August 15, 1983 - June 26, 1997
EXECUTIVE INVESTORS CORPORATION·CRD# 3702
BD
May 24, 1982 - July 19, 1983

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Current Firm

XS
XSHARES SECURITIES LLC

FW SECURITIES LLC | XSHARES SECURITIES LLC | XSHARES SECURITES LLC | X-SHARES SECURITIES LLC

CRD#: 141534 / SEC#: 8-67395
BD
Terminated by SEC on 10/31/2009

Contact Information

Established

Delaware since 03/15/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
XSHARES GROUP INCSOLE MEMBER—
BERENGER, RICHARD WALTERCCO1041622
FELDMAN, JEFFREY LEECEO205903
JAFFIN, DAVID WEBSTERCFO, COO5020166

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2008About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed May 1982About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Feb 2008About the Series 28 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1999About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1997About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1986About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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