Lorraine Heinz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorraine Heinz was a registered financial professional .
Lorraine is a previously registered financial professional and started their career in finance in 1983. Lorraine had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 1987 - May 25, 1989
MIKAL & COMPANY, INC.
July 5, 1985 - September 9, 1985
TEICHBERG, LOEB, WAXMAN, RABINOWITZ, INC.
July 7, 1983 - October 5, 1984
CHARLES SCHWAB & CO., INC.
March 25, 1983 - June 3, 1983
BLINDER, ROBINSON & CO., INC.
March 25, 1983 - November 3, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MIKAL & COMPANY, INC.
CRD#: 13463 / SEC#: , 8-25953
Contact information
Documents
Red Flags
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