Shashin J. Patel
Professional summary
Shashin J Patel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shashin is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Shashin had worked at 8 firms, which includes SCHONFELD SECURITIES LLC, CARLIN EQUITIES LLC, RELIANCE CAPITAL INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, CIBC WORLD MARKETS CORP., WALL STREET FINANCIAL INC., LINCOLN EQUITIES INC., SUN LIFE FINANCIAL DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2000 - October 3, 2000
SCHONFELD SECURITIES, LLC
March 12, 1998 - September 16, 1998
CARLIN EQUITIES, LLC
June 5, 1997 - March 24, 1998
RELIANCE CAPITAL, INC.
November 7, 1996 - May 28, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 21, 1996 - November 25, 1996
RELIANCE CAPITAL, INC.
October 2, 1986 - April 16, 1988
CIBC WORLD MARKETS CORP.
March 27, 1986 - October 29, 1986
WALL STREET FINANCIAL INC.
March 4, 1986 - March 21, 1986
LINCOLN EQUITIES, INC.
December 22, 1982 - December 9, 1985
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCHONFELD SECURITIES, LLC
CRD#: 23304 / SEC#: , 8-40148
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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