Gary J. Bieda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary John Bieda, CFP®, CIMA® was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2019 - March 31, 2023
JOHN HANCOCK DISTRIBUTORS LLC
November 8, 2018 - March 31, 2023
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
February 4, 2010 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
January 25, 2010 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
January 25, 2010 - March 31, 2023
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
May 23, 2007 - January 27, 2010
BOSTON PARTNERS SECURITIES, L.L.C.
July 30, 2002 - January 18, 2007
AIM PRIVATE ASSET MANAGEMENT
June 26, 2001 - January 18, 2007
INVESCO DISTRIBUTORS, INC.
August 11, 2000 - July 3, 2001
CAPITAL BROKERAGE CORPORATION
May 19, 1982 - June 22, 2000
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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