Michael J. Strasser
Professional summary
Michael Jay Strasser, who also goes by Mike Strasser, is a registered financial professional currently at B. RILEY WEALTH MANAGEMENT located in Red Bank, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1982. Michael has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 24, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Jay Strasser's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2022 - Present
B. RILEY WEALTH MANAGEMENT
Office #1: 10 Broad Street Suite 203/303, Red Bank, NJ 07701September 29, 2006 - July 22, 2022
NATIONAL SECURITIES CORPORATION
September 10, 1998 - October 2, 2006
FIRST MONTAUK SECURITIES CORP.
June 9, 1997 - September 11, 1998
PRIME CAPITAL SERVICES, INC.
August 8, 1994 - June 16, 1997
OPPENHEIMER & CO. INC.
October 16, 1990 - August 8, 1994
REICH & CO., INC.
August 25, 1989 - October 25, 1990
PRUDENTIAL EQUITY GROUP, LLC
May 9, 1985 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
August 17, 1983 - May 13, 1985
CUSACK, LIGHT & COMPANY, INC.
May 24, 1982 - June 6, 1983
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2022)
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Exams
Series 8
Date: 3/17/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
B. RILEY WEALTH MANAGEMENT
CRD#: 2543 / SEC#: 801-67275, 8-31206
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DIRECT OWNER | |
| BONNEMA, STEPHEN JOSEPH | CHIEF ADMINISTRATIVE OFFICER | 2229865 |
| MULLEN, MICHAEL ANTHONY | CHIEF EXECUTIVE OFFICER | 1428116 |
| ORTEGA, DANIEL | CHIEF COMPLIANCE OFFICER | 3095215 |
| SWAIN, MARY ANN NELL | CHIEF FINANCIAL OFFICER | 6484916 |
| ZANONE, PHILIP RICHARD JR | CHIEF OPERATING OFFICER | 2135221 |
Regulatory assets under management
| Total Number of Accounts | 9,621 |
| AUM (Assets Under Management) | $ 4,118,839,755 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/28/2022 |
Red Flags
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