Bradford J. Tyl

BRADFORD CAPITAL MANAGEMENT

DOWNERS GROVE, IL

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CRD#: 1043129

Professional summary

Bradford James Tyl, CFP® is a registered financial advisor currently at BRADFORD CAPITAL MANAGEMENT, LLC located in Downers Grove, Illinois.

Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Bradford has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford James Tyl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 15, 2007 - Present

BRADFORD CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142995

DOWNERS GROVE, IL

Past

October 17, 2003 - March 14, 2007

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

DOWNERS GROVE, IL

Past

September 19, 2003 - March 14, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

DOWNERS GROVE, IL

Past

April 11, 2003 - October 3, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OAKBROOK, IL

Past

March 26, 2003 - October 3, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

February 6, 1989 - April 8, 2002

AUBREY G. LANSTON & CO., INC.

CRD#: 19695

NEW YORK, NY

Past

May 24, 1982 - August 3, 1984

MF GLOBAL INC.

CRD#: 6731

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/15/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/25/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 10/1/1996

NFA Branch Manager Examination

Current Firm

BRADFORD CAPITAL MANAGEMENT, LLC

BRADFORD CAPITAL MANAGEMENT LLC | BRADFORD CAPITAL MANAGEMENT, LLC

CRD#: 142995 / SEC#:

Illinois

Registered Investment Advisory firm - (3/15/2007 Approved)

Texas

Registered Investment Advisory firm - (11/18/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Downers Grove, IL

Mailing Address

Phone number

(630) 750-6789

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 56,488,685

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradford J. Tyl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford James Tyl's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

AUBREY G. LANSTON & CO., INC.

MF GLOBAL INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2003

Series 63

Date: 7/22/1982

Series 7

Date: 3/25/2003

Series 30

Date: 10/1/1996

Current Firm

BRADFORD CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRADFORD CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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