Richard P. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Patrick Reynolds, who also goes by Richrd Patrick Reynolds, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1981. Richard had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 22, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2012 - May 1, 2020
SAN DIEGO WEALTH MANAGEMENT, LLC
October 31, 2005 - December 31, 2022
OSAIC SERVICES, INC.
October 31, 2005 - December 31, 2022
OSAIC SERVICES, INC.
December 16, 1997 - October 31, 2005
SENTRA SECURITIES CORPORATION
December 1, 1981 - October 31, 2005
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SAN DIEGO WEALTH MANAGEMENT, LLC
CRD#: 155876 / SEC#:
Contact information
Red Flags
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