Daniel E. Welbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Eugene Welbaum was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 1984. Daniel had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - July 16, 2013
SIGNATURE INVESTMENTS, INC.
September 17, 2012 - December 31, 2012
SICOR SECURITIES INC
January 23, 2012 - July 16, 2013
SICOR SECURITIES INC
February 3, 2010 - April 1, 2011
J.W. COLE FINANCIAL, INC.
September 25, 2003 - October 1, 2009
WRP INVESTMENTS, INC.
October 4, 2001 - September 24, 2003
VALMARK SECURITIES, INC.
December 18, 2000 - October 15, 2001
SUNAMERICA SECURITIES, INC.
May 13, 1993 - January 3, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 19, 1986 - May 13, 1993
VESTAX SECURITIES CORPORATION
November 21, 1984 - May 19, 1986
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIGNATURE INVESTMENTS, INC.
CRD#: 113443 / SEC#: 801-77387
Contact information
Red Flags
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