Lawrence W. Pelland

ALDA ADVISORS

Akron, OH 44333

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CRD#: 1042965

Professional summary

Lawrence Walter Pelland is a registered financial advisor currently at ALDA ADVISORS, INC. located in Akron, Ohio.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Lawrence has worked at 5 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RIA-STATE REGISTERED IN OHIO UNDER ALDA ADVISORS, INC. INSURANCE COMPANY COMMISSIONS FOR INDV/GROUP/HEALTH/DENTAL/LIFE/DI/VISION SALARY FROM ALDA ADVISORS, INC STATE PENSION FROM POSITION OF FINANCE DIRECTOR, CITY OF FAIRLAWN, OH. CHAIRMAN OF HANDICAP COMMITTEE FOR WYNDEMERE COUNTRY CLUB. COMMITTEE ASSIGNMENTS INCLUDE FACILITIES AND PLANNING AS WELL AS FINANCE COMMITTEE. NO COMPENSATION IS RECEIVED FOR THIS WORK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Walter Pelland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2005 - Present

ALDA ADVISORS, INC.

Office #1: 4085 Embassy Parkway, Akron, OH 44333

RIA

CRD#: 107527

Akron, OH

Past

April 21, 1999 - March 1, 2018

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

AKRON, OH

Past

September 22, 1997 - March 1, 2018

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

March 30, 1993 - October 3, 1997

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

May 20, 1982 - April 12, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/26/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 3/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/19/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALDA ADVISORS, INC.

ALDA ADVISORS, INC. | PELLAND LAWRENCE WALTER | BEAR PELLAND ASSOCIATES

CRD#: 107527 / SEC#: 801-43207

RIA

Registered Investment Advisory firm - (3/12/2002 Terminated)

Ohio

Registered Investment Advisory firm - (10/14/1999 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2735 Crawfis Blvd., Ste. 210, Fairlawn, OH 44333

Mailing Address

Phone number

(330) 665-4111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Lawrence W. Pelland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Walter Pelland's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDA ADVISORS, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

SIE

Date: 3/1/2018

Series 6

Date: 5/19/1982

Current Firm

ALDA ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

ALDA ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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