Maureen E. Gray
Professional summary
Maureen Eleanor Gray, who also goes by Maureen E Gray, is a registered financial professional currently at CABOT LODGE SECURITIES LLC located in Pleasantville, New York.
Maureen is registered as a RR (Registered Representative) and started their career in finance in 1981. Maureen has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maureen Eleanor Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2019 - Present
CABOT LODGE SECURITIES LLC
January 13, 2015 - September 21, 2019
IFS SECURITIES
November 5, 2012 - December 15, 2014
DIVINE CAPITAL MARKETS LLC
October 12, 1981 - December 10, 2012
YORK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2019)
(3/7/2023)
(10/11/2019)
(9/24/2019)
(10/11/2019)
Exams
FINRA
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
