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Donald Leonard Rigoni Jr

CRD# 1042896·Registered 1982 - 2018
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Leonard Rigoni JR, who also goes by Donald L Jr Rigoni, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1982 - 2018. Donald had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donald L Jr Rigoni

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

ALYSSA LLC·CRD# 102220
BD
New York, NY
April 18, 2006 - September 1, 2018
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.·CRD# 47661
BD
Stamford, CT
April 5, 2005 - October 18, 2005
TRAUTMAN WASSERMAN & COMPANY, INC.·CRD# 33007
BD
New York, NY
August 20, 2003 - April 27, 2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC·CRD# 15654
BD
New York, NY
January 1, 2001 - March 10, 2003
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
April 30, 1998 - January 1, 2001
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
June 1, 1987 - December 19, 1997
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
June 28, 1982 - May 28, 1987

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Current Firm

AL
ALYSSA LLC

ALYSSA LLC

CRD#: 102220 / SEC#: 8-52113
BD
Terminated by SEC on 10/31/2018

Contact Information

Established

Delaware since 07/06/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ESTATE OF MARCEL GIACOMETTIOWNER—
GIACOMETTI, ALESSANDRO ARTUROCEO/PRESIDENT/INTRODUCING BD FINANCIAL & OPERATIONS PRINCIPAL/CFO6512745
GIACOMETTI, ALESSANDRO ARTUROCHIEF COMPLIANCE OFFICER6512745
HUNTER-HENDERSON, ALASTAIRADMINISTRATOR CTA6941114

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1982About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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