Donald L. Rigoni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Leonard Rigoni JR, who also goes by Donald L Jr Rigoni, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1982. Donald had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2006 - September 1, 2018
ALYSSA LLC
April 5, 2005 - October 18, 2005
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
August 20, 2003 - April 27, 2004
TRAUTMAN WASSERMAN & COMPANY, INC.
January 1, 2001 - March 10, 2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 30, 1998 - January 1, 2001
PERSHING LLC
June 1, 1987 - December 19, 1997
CITIGROUP GLOBAL MARKETS INC.
June 28, 1982 - May 28, 1987
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALYSSA LLC
CRD#: 102220 / SEC#: , 8-52113
Contact information
Documents
Red Flags
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