Mark A. Casebolt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Casebolt, who also goes by Mark A Casebolt, was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1982. Mark had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - December 31, 2014
SUMMIT FINANCIAL GROUP INC
November 19, 2004 - December 31, 2014
SUMMIT BROKERAGE SERVICES, INC.
January 1, 1999 - November 23, 2004
OPPENHEIMER & CO. INC.
May 1, 1996 - January 1, 1999
FIRST OF MICHIGAN CORPORATION
October 28, 1994 - April 17, 1996
MORGAN STANLEY DW INC.
August 15, 1988 - November 10, 1994
PRUDENTIAL EQUITY GROUP, LLC
August 5, 1986 - April 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
May 24, 1982 - August 12, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
