Kenneth A. Leight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Adam Leight was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1982. Kenneth had worked at 7 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2018 - February 28, 2020
STILLPOINT CAPITAL, LLC
April 1, 2008 - March 30, 2016
RBC CAPITAL MARKETS, LLC
February 23, 2001 - November 29, 2007
CREDIT SUISSE SECURITIES (USA) LLC
May 5, 1994 - September 26, 2002
PERSHING LLC
May 11, 1990 - March 28, 1994
FINANCIAL SQUARE PARTNERS
October 21, 1987 - March 19, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
April 21, 1982 - August 12, 1982
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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