Scott L. Sterrenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Louis Sterrenberg was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1982. Scott had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - April 28, 2021
COREBRIDGE CAPITAL SERVICES, INC.
March 2, 2005 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 8, 2002 - December 31, 2003
JOHN HANCOCK DISTRIBUTORS LLC
August 2, 1993 - June 7, 2002
MFS FUND DISTRIBUTORS, INC.
March 24, 1993 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
April 20, 1992 - December 11, 1992
UBS FINANCIAL SERVICES INC.
June 14, 1990 - January 7, 1992
FRANCHISE EQUITIES CORPORATION
July 8, 1986 - June 11, 1990
FFCA SECURITIES CORPORATION
May 26, 1982 - December 20, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
