John J. Glennon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Glennon JR, who also goes by Joh Joseph (jr) Glennon, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 63, SIE, Series 15, Series 5, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2019 - May 5, 2026
ROBERT W. BAIRD & CO. INCORPORATED
October 18, 2019 - May 5, 2026
ROBERT W. BAIRD & CO. INCORPORATED
June 25, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
June 25, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
May 8, 2009 - April 1, 2019
AVONDALE PARTNERS, LLC
April 16, 2009 - May 4, 2009
AVONDALE PARTNERS, LLC
March 20, 2009 - April 1, 2019
AVONDALE PARTNERS, LLC
November 14, 2006 - March 20, 2009
STANFORD GROUP COMPANY
November 10, 2006 - March 20, 2009
STANFORD GROUP COMPANY
April 16, 2004 - November 17, 2006
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - November 17, 2006
CITIGROUP GLOBAL MARKETS INC.
December 23, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
May 24, 1982 - December 2, 1991
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158 / SEC#: 801-7571, 8-497
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 7/21/1986
Foreign Currency Options ExaminationSeries 5
Date: 6/7/1985
Interest Rate Options ExaminationSeries 8
Date: 12/14/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158 / SEC#: 801-7571, 8-497
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | ||
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
