ES
Earl C. Stevenson
CHICAGO CAPITAL MANAGEMENT ADVISORS
Uniontown, PA
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CRD#: 1042802
ES
Professional summary
Earl Cornelius Stevenson JR, who also goes by Earl C Stevenson Jr, Skip Stevenson, is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Uniontown, Pennsylvania and AMERICAN TRUST INVESTMENT SERVICES, INC. located in Lisle, Illinois.
Earl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Earl has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Earl C Stevenson Jr | Skip Stevenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EARL C. STEVENSON JR., CLU, CHFC
SALE OF INSURANCE PRODUCTS INVESTMENT RELATED, APPROX 2 hrs/mo may occur during market hours, START DATE: 04/28/2015
Avellino Financial Advisors, Inc.
INVESTMENT ADVISOR REPRESENTATIVE NATURE: INVESTMENT ADVISORY INVESTMENT RELATED, APPROX 20 HRS PER MONTH; MAY OCCUR DURING MARKET HOURS; SECURITIES TRADING HOURS:20 START DATE: 03/11/2009
TAX PREPARATION
ENROLLED AGENT W/ IRS; APPROX 10 HRS/MO MAY OCCUR DURING MARKET HOURS; STARTED 03/10/2009
CHARIS FINANCIAL GROUP, LLC
PERSONAL SERVICE CORP/DBA; NOT INVESTMENT RELATED; >1 HR PER MO; MAY OCCUR DURING MARKET HOURS STARTED 1998
CRS (Client Relationship Summary) - RIA
Click below to view Earl Cornelius Stevenson JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2022 - Present
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
RIA
CRD#: 123483
Uniontown, PA
Current
October 22, 2019 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 4722 Main Street, Lisle, IL 60532BD
CRD#: 3001
Lisle, IL
Past
May 16, 2017 - December 31, 2021
AVELLINO FINANCIAL ADVISORS, INC.
RIA
CRD#: 164805
Uniontown, PA
Past
May 16, 2017 - November 27, 2019
FOREST SECURITIES,INC.
BD
CRD#: 16255
HILLSIDE, IL
Past
March 11, 2009 - May 26, 2017
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
UNIONTOWN, PA
Past
March 10, 2009 - May 26, 2017
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
UNIONTOWN, PA
Past
September 21, 2006 - March 10, 2009
TRADERIGHT SECURITIES, INC.
RIA
CRD#: 45598
UNIONTOWN, PA
Past
September 20, 2006 - March 10, 2009
TRADERIGHT SECURITIES, INC.
BD
CRD#: 45598
UNIONTOWN, PA
Past
July 25, 2006 - September 13, 2006
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
UNIONTOWN, PA
Past
April 16, 2003 - August 1, 2006
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
UNIONTOWN, PA
Past
January 16, 2003 - September 25, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
UNIONTOWN, PA
Past
October 9, 2001 - January 15, 2003
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 16, 1998 - September 18, 2001
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
October 26, 1982 - September 11, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
July 12, 1982 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/9/2020)
RR
Pennsylvania(1/14/2020)
IAR
Pennsylvania(2/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4722 Main Street, Lisle, IL 60532
Mailing Address
Phone number
(630) 241-1122
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
