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Gregory Paul Maggipinto

CRD# 1042789·Registered 1982 - 1999
Barred: Gregory Paul Maggipinto was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gregory Paul Maggipinto was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1982 - 1999. Gregory had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
October 29, 1996 - March 12, 1999
FINANCE 500, INC.·CRD# 12981
BD
Irvine, CA
February 7, 1996 - October 15, 1996
QUEST SECURITIES, INC.·CRD# 6828
BD
Fair Oaks, CA
January 9, 1991 - January 1, 1996
EQUITY ENGINEERING, INC.·CRD# 8260
BD
July 1, 1988 - November 20, 1990
LLOYD M. EBERT & ASSOCIATES·CRD# 10333
BD
September 2, 1986 - July 1, 1988
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
March 3, 1985 - June 20, 1986
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 10, 1983 - February 1, 1985
MORGAN STANLEY DW INC.·CRD# 7556
BD
May 24, 1982 - October 7, 1983

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Current Firm

AS
ACUMENT SECURITIES, INC.

ACUMENT SECURITIES, INC. | THOMAS F. WHITE & CO., INCORPORATED

CRD#: 7661 / SEC#: 8-22999
BD
Terminated by SEC on 02/18/2003

Contact Information

Established

California since 06/20/1978

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
ACUMENT HOLDING COMPANY, INC.HOLDING COMPANY—
ANGLE, ROBERT THOMSONSTOCKHOLDER/CEO—
BOLGATZ, MICHAEL GLENNCHIEF LEGAL OFFICER / SECRETARY1868497
CUELLO, MARYANN NARANJACFO2680985
SOUCIE, THOMAS ROYEXECUTIVE VICE PRESIDENT1275689
WHITE, THOMAS FRANKSTOCKHOLDER—

Disclosures

Regulatory Event

16

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1982About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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