Gary A. Smolokoff
Professional summary
Gary Alan Smolokoff was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Gary had worked at 5 firms, which includes FAIRCHILD FINANCIAL GROUP INC., L.C. WEGARD & CO. INC., HIBBARD BROWN & CO. INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1995 - August 2, 1996
FAIRCHILD FINANCIAL GROUP, INC.
September 8, 1992 - November 21, 1995
L.C. WEGARD & CO., INC.
May 24, 1988 - August 17, 1992
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 31, 1988
SHERWOOD CAPITAL, INC.
June 28, 1982 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FAIRCHILD FINANCIAL GROUP, INC.
CRD#: 21404 / SEC#: , 8-38963
Contact information
Documents
Red Flags
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