Paul E. Parisi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Emil Parisi was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 9 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2007 - April 28, 2015
SEIDEL & CO., LLC
May 7, 2007 - November 21, 2007
HEROLD & LANTERN INVESTMENTS, INC.
May 30, 2006 - May 4, 2007
W.A. CAPITAL MARKETS
November 21, 2005 - May 31, 2006
AEGIS CAPITAL CORP.
May 19, 2004 - November 21, 2005
BERNARD, RICHARDS SECURITIES, INC.
September 18, 2003 - May 20, 2004
BURLINGTON CAPITAL MARKETS INC.
July 31, 1997 - September 22, 2003
BERNARD, RICHARDS SECURITIES, INC.
December 13, 1993 - May 20, 1997
W.A. CAPITAL MARKETS
February 10, 1993 - November 30, 1993
HERZOG, HEINE, GEDULD, LLC
November 21, 1990 - February 16, 1993
PURCELL GRAHAM INCORPORATED
April 23, 1982 - September 21, 1990
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Exams
Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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