John F. Sorte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Follett Sorte was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 6 firms and has passed the SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2004 - February 8, 2006
MORGAN JOSEPH HIGH YIELD TRADING LLC
October 30, 2001 - December 15, 2017
MORGAN JOSEPH TRIARTISAN LLC
June 13, 1994 - October 18, 2000
NEW STREET INVESTMENTS L.P.
April 12, 1991 - December 2, 1992
DBLKM INC.
November 15, 1990 - April 13, 1994
NEW STREET SECURITIES CORPORATION
June 25, 1990 - December 19, 1991
DREXEL BURNHAM LAMBERT INCORPORATED
April 13, 1982 - April 16, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/4/1974
Registered Representative ExaminationCurrent Firm
MORGAN JOSEPH HIGH YIELD TRADING LLC
CRD#: 130000 / SEC#: , 8-66289
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MJ MANAGEMENT LLC | OWNER | |
| BLECHER, STEVEN DONALD | SECRETARY / ASSISTANT TREASURER / CCO / CROP / SROP | 1230668 |
| FISCHER, STEVEN KNIGHT | CHIEF EXECUTIVE OFFICER | 1884039 |
| MALANOSKI, MARY LOUISE | DELEGATE OF MANAGING MEMBER | 731794 |
| SORTE, JOHN FOLLETT | DELEGATEOF MANAGING MEMBER | 1042672 |
| TANG, JOKU | CONTROLLER/FINOP | 2199818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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