Donald M. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Miller Jackson, who also goes by Don Jackson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1982. Donald had worked at 11 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2012 - July 26, 2022
M HOLDINGS SECURITIES, INC.
April 2, 2012 - July 26, 2022
M HOLDINGS SECURITIES, INC.
April 7, 2009 - April 11, 2012
OSAIC FS, INC.
April 1, 2009 - April 11, 2012
OSAIC FS, INC.
February 28, 2006 - April 15, 2009
MSI FINANCIAL SERVICES, INC.
May 29, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 29, 2003 - April 15, 2009
MSI FINANCIAL SERVICES, INC.
March 10, 2003 - July 11, 2003
EQUITY SERVICES, INC.
October 7, 1998 - February 6, 2003
PRINCIPAL SECURITIES, INC.
July 6, 1992 - April 3, 2000
COMMONWEALTH FINANCIAL NETWORK
February 28, 1990 - July 6, 1992
KAVANAUGH SECURITIES, INC.
November 19, 1989 - March 14, 1990
OSAIC WEALTH, INC.
April 25, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 9, 1982 - December 31, 1989
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
