Matthew J. Menefee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew J Menefee was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1982. Matthew had worked at 11 firms and has passed the Series 63, Series 65, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2013 - December 4, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
January 17, 2012 - December 31, 2012
L.M. KOHN & COMPANY
November 11, 2010 - January 17, 2012
MIDSOUTH CAPITAL, INC.
May 12, 2008 - November 12, 2010
CAROLINA CAPITAL MARKETS, INC.
October 16, 2006 - June 21, 2007
FIRST BALLANTYNE, LLC
May 13, 2004 - August 25, 2006
CANTOR FITZGERALD & CO.
April 12, 2000 - June 20, 2001
HARRISDIRECT LLC
May 21, 1993 - April 25, 1995
FIRST UNION CAPITAL MARKETS CORP.
December 9, 1986 - November 3, 1992
WACHOVIA SECURITIES, INC.
February 23, 1983 - December 19, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
April 29, 1982 - February 16, 1983
EQUITEC SECURITIES COMPANY
Primary Firm SEC Registration
INTERNATIONAL ASSETS ADVISORY, LLC
CRD#: 10645 / SEC#: 801-119029, 8-27736
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERNATIONAL ASSETS ADVISORY, LLC
CRD#: 10645 / SEC#: 801-119029, 8-27736
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PECUNIA MANAGEMENT, LLC | OWNER | |
| COFRANCESCO, EDWARD RICHARD | CEO | 2305035 |
| LAMPMAN, MATTHEW EDWARD | PRESIDENT/CHIEF OPERATING OFFICER | 6132493 |
| MOORE, ANN KATHERINE | CHIEF BUSINESS DEVELOPMENT OFFICER | 5535928 |
| NICHOLSON, MYRA PEARLE | CHIEF LEGAL OFFICER, CHIEF RISK OFFICER | 2740029 |
| WEINBERGER, DAVID S | REGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER | 2676116 |
| WEISS, RICHARD JAY | CHIEF COMPLIANCE OFFICER, CHIEF AML CCO | 2523174 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
