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Dorothy Anne Lewis

Dorothy A. Lewis

FINANCIAL INSIGHTS WEALTH MANAGEMENT
TACOMA, WA 98402
Some features on this profile are disabled
CRD#: 1042516
Dorothy Anne Lewis

Professional summary

Dorothy Anne Lewis, CFP® is a registered financial advisor currently at FINANCIAL INSIGHTS WEALTH MANAGEMENT located in Tacoma, Washington.

Dorothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Dorothy has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Debt Management
Estate Planning
Retirement Planning
Education Planning
Elder Care
Insurance Planning
Comprehensive Financial Planni...
Budgeting
Tax Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothy Anne Lewis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1985

Experience

Current

November 2, 2010 - Present

FINANCIAL INSIGHTS WEALTH MANAGEMENT

Office #1: 1551 Broadway Suite 600, Tacoma, WA 98402
RIA
CRD#: 108797
TACOMA, WA
Past

October 25, 1984 - December 31, 2009

FINANCIAL INSIGHTS WEALTH MANAGEMENT

RIA
CRD#: 108797
TACOMA, WA
Past

September 24, 1984 - December 31, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
TACOMA, WA
Past

July 15, 1982 - September 20, 1984

PACIFIC WEST SECURITIES, INC.

BD
CRD#: 6390

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FINANCIAL INSIGHTS WEALTH MANAGEMENT
FINANCIAL INSIGHTS | MICHAEL DUNBAR, CFP, LLC | FINANCIAL INSIGHTS WEALTH MANAGEMENT | FINANCIAL INSIGHTS INC

CRD#: 108797 / SEC#: 801-21624

RIA
Registered Investment Advisory firm - (6/26/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/6/2011)
IAR
Washington
(11/2/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/24/1984
General Securities Principal Examination

Current Firm

FI
FINANCIAL INSIGHTS WEALTH MANAGEMENT
FINANCIAL INSIGHTS | MICHAEL DUNBAR, CFP, LLC | FINANCIAL INSIGHTS WEALTH MANAGEMENT | FINANCIAL INSIGHTS INC

CRD#: 108797 / SEC#: 801-21624

RIA
Registered Investment Advisory firm - (6/26/1984 Approved)
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Contact information

Main Address
1551 Broadway Suite 600, Tacoma, WA 98402
Mailing Address
Phone number
(253) 627-6010
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE 2025 (10/10/2025)
FORM ADV PART 2A - 2025 (10/10/2025)

Regulatory assets under management

Total Number of Accounts1,950
AUM (Assets Under Management)$ 662,711,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL INSIGHTS WEALTH MANAGEMENT

CRD#: 108797Tacoma, WA 98402

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Contact information

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