Michael J. Perdie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Perdie SR, who also goes by Michael Joseph Perdie, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 10 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2010 - January 4, 2023
AMERICAN CAPITAL PARTNERS, LLC
August 7, 2008 - January 15, 2010
CAPITAL PATH SECURITIES, LLC
June 9, 2008 - August 12, 2008
BASIC INVESTORS INC.
February 27, 2007 - July 14, 2008
CAPITAL PATH SECURITIES, LLC
December 9, 1999 - February 23, 2007
S.G. MARTIN SECURITIES LLC
October 22, 1998 - November 13, 1998
THE THERMOPYLAE GROUP, INC.
October 17, 1998 - December 31, 1999
FIN-ATLANTIC SECURITIES, INC.
July 19, 1996 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
August 9, 1995 - November 20, 1995
FIRST ASSET MANAGEMENT, INC.
October 2, 1989 - April 24, 1990
GLOBAL CAPITAL SECURITIES, INC.
February 28, 1989 - September 23, 1989
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
August 14, 1986 - March 2, 1989
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/7/1999
Limited Representative-Equity Trader ExamCurrent Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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