Christopher Trimarco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Trimarco, who also goes by Chris Trimarco, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1982. Christopher had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2010 - April 17, 2018
MESIROW FINANCIAL, INC.
January 5, 2009 - March 2, 2010
PERSHING LLC
May 28, 2008 - December 18, 2008
MESIROW FINANCIAL, INC.
May 18, 2001 - March 13, 2008
LASALLE FINANCIAL SERVICES, INC.
May 17, 1998 - July 2, 2001
ABN AMRO INCORPORATED
November 7, 1997 - December 1, 1997
DB ALEX. BROWN LLC
February 24, 1995 - May 21, 1998
LASALLE FINANCIAL SERVICES, INC.
April 23, 1992 - November 4, 1994
BANC OF AMERICA SECURITIES LLC
March 31, 1992 - May 21, 1992
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 28, 1991 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
August 7, 1991 - August 29, 1991
RAYMOND JAMES & ASSOCIATES, INC.
September 28, 1989 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
April 26, 1982 - August 12, 1982
HALPERT AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
