Daniel J. Perrotti
Professional summary
Daniel Joseph Perrotti, who also goes by Dan Perrotti, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Lititz, Pennsylvania.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Perrotti's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2009 - Present
NEWEDGE SECURITIES, LLC
Office #1: 12 S. Broad Street, Lititz, PA 17543July 8, 2002 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
June 20, 1984 - July 9, 2002
MORGAN STANLEY DW INC.
June 2, 1982 - August 6, 1984
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2013)
(5/15/2009)
(1/2/2025)
(5/15/2009)
(5/15/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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Company Information
NEWEDGE SECURITIES, LLC
CRD#: 10674Lititz, PA 17543TRUST BUT VERIFY
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