Dieter J. Kaelker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dieter Johann Kaelker was a registered financial professional .
Dieter is a previously registered financial professional and started their career in finance in 1982. Dieter had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1998 - September 14, 2016
FOOTHILL SECURITIES, INC.
July 21, 1994 - July 22, 1994
OSAIC WEALTH, INC.
July 21, 1994 - July 26, 1994
SOARES FINANCIAL GROUP, INC.
July 21, 1994 - September 14, 2016
FOOTHILL SECURITIES, INC.
April 3, 1986 - January 1, 1992
D.J. KAELKER & ASSOCIATES, INC.
December 18, 1985 - April 23, 1986
BENEFIT PLAN SECURITIES, INC.
April 12, 1985 - December 13, 1985
PRINCIPAL SECURITIES, INC.
October 10, 1984 - May 10, 1985
UR FINANCIAL, INC.
June 1, 1982 - November 9, 1984
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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