Randall Nelson Smith

Business Name: R&D Smith Family, L.P. Inv Rel: No Address: 2021 Sinclair Lane Plano TX 75093 NOB: Other Other/None of the Above This FLP owns assets. As a limited partner of this FLP, I take part in the management of those assets. POS: Limited Partner Start Date: 10/1/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: This FLP owns assets. As a limited partner of this FLP, I take part in the management of those assets. Business Name: Smith, Frank & Partners Inv Rel: Yes Address: 5400 LBJ Frwy Suite 1250 Dallas TX 75240 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: President, Principal, limited partner Start Date: 5/24/1974 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I meet with prospects to solicite their business for the firm, typically through the planning process. I serve as a consultant for existing clients regarding their financial planning, investment, and insurance needs. Act as Managing Principal for the firm. Business Name: Park Home Owners Neighborhood Inv Rel: No Address: 2021 Sinclair Ln Plano TX 75093 NOB: Community/Charitable/Civic POS: President Start Date: 7/30/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: act as spokes person for the organization Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: WSG HOLDINGS 1 LLC POS: minority member NOB: Real Estate INV REL: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2024 ADDRESS: 108 Camino Robles, Gun Barrel City TX 75156 DESC: none