Scott A. Langguth

STRATEGIC FINANCE & MANAGEMENT

Prior Lake, MN

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CRD#: 1042214

Professional summary

Scott Allen Langguth is a registered financial advisor currently at STRATEGIC FINANCE & MANAGEMENT, LLC located in Prior Lake, Minnesota.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Scott has worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STRATEGIC FINANCE & MANAGEMENT LLC; OFFERS FINANCIAL SERVICES, SELLS VARIOUS LINES OF FIXED INSURANCE AND FIXED INDEXED ANNUITY PRODUCTS THROUGH VARIOUS COMPANIES. SIGMA PLANNING CORPORATION; PERFORMS FINANCIAL ANALYSIS AND PLANNING FOR CLIENTS. PREPARES TAXES; FOR FAMILY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Langguth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2014 - Present

STRATEGIC FINANCE & MANAGEMENT, LLC

RIA

CRD#: 171894

Prior Lake, MN

Past

December 9, 2013 - August 27, 2014

SPC

RIA

CRD#: 110692

PRIOR LAKE, MN

Past

August 16, 1993 - August 27, 2014

SIGMA FINANCIAL CORPORATION

CRD#: 14303

PRIOR LAKE, MN

Past

December 23, 1992 - November 1, 1993

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

CRD#: 13741

EL PASO, TX

Past

June 19, 1991 - December 23, 1992

USA FINANCIAL GROUP, INC.

CRD#: 17819

Past

April 4, 1990 - June 17, 1991

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

July 30, 1986 - April 13, 1988

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Past

February 28, 1984 - October 14, 1989

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

May 4, 1982 - August 30, 1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

May 4, 1982 - August 30, 1988

EQUITABLE ADVISORS, LLC

CRD#: 6627

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/8/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/3/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/30/1990

General Securities Principal Examination

Current Firm

STRATEGIC FINANCE & MANAGEMENT, LLC

CRD#: 171894 / SEC#:

Minnesota

Registered Investment Advisory firm - (8/20/2014 Approved)

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Contact information

Main Address

Prior Lake, MN

Mailing Address

Phone number

(612) 708-9330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Langguth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Langguth's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

SIGMA FINANCIAL CORPORATION

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

USA FINANCIAL GROUP, INC.

AMERICAN CAPITAL CORPORATION

VOYA FINANCIAL ADVISORS, INC.

TITAN/VALUE EQUITIES GROUP, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2020

Series 63

Date: 4/30/1984

Series 7

Date: 5/19/1984

Series 6

Date: 5/3/1982

Series 24

Date: 8/30/1990

Current Firm

STRATEGIC FINANCE & MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC FINANCE & MANAGEMENT, LLC

TRUST BUT VERIFY

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