Mark S. Cone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Scot Cone was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - November 14, 2022
9258 WEALTH MANAGEMENT, LLC
January 5, 2007 - December 31, 2017
RAYMOND JAMES & ASSOCIATES, INC.
December 1, 2006 - December 31, 2017
RAYMOND JAMES & ASSOCIATES, INC.
September 13, 1990 - March 2, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 11, 1990 - September 18, 1990
CNL, INC.
March 27, 1987 - March 15, 1990
USF&G INVESTMENT SERVICES, INC.
June 21, 1982 - October 8, 1984
GRADISON & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
9258 WEALTH MANAGEMENT, LLC
CRD#: 290693 / SEC#: 801-112161
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,274 |
| AUM (Assets Under Management) | $ 1,033,822,730 |
Red Flags
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