Kenneth L. Hatfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Lyle Hatfield JR, who also goes by Ken Hatfield, Kenneth Lyle Hatfield, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 1 firm and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1987 - June 15, 1988
MARKETING ONE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARKETING ONE SECURITIES, INC.
CRD#: 16611 / SEC#: , 8-34263
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARKETING ONE, INC. | OWNER | |
| ANDRE, LESLIE ELAINE | VP / DIRECTOR OF COMPLIANCE | 712461 |
| BOWER, JOHN CARROLL | DIRECTOR | 1466042 |
| HILLIKER, JAMES RICHARD | OPS/SROP/PRINCIPAL/VP | 874277 |
| MARSH, RONALD STEVEN | CROP | 2241694 |
| NIPOTI, PETER EDWARD | PRESIDENT / DIRECTOR | 2462962 |
| SILVERMAN, SCOTT | DIRECTOR | 3265096 |
| TEMPLE, DOUGLAS M | FIN OP/VP/TREASURER/ASST. SEC. | 2682868 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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