Danny S. Donley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Sean Donley was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1983. Danny had worked at 11 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2011 - March 29, 2012
THE LEADERS GROUP, INC.
January 31, 2006 - December 31, 2006
THE LEADERS GROUP, INC.
December 15, 2005 - February 13, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
May 1, 2002 - December 31, 2005
HARRISDIRECT LLC
February 20, 2002 - May 1, 2002
HARRIS INVESTORLINE INC.
February 1, 1999 - October 24, 2001
BANC ONE SECURITIES CORPORATION
September 10, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
May 16, 1995 - September 23, 1997
MUTUAL SERVICE CORPORATION
August 12, 1993 - May 2, 1995
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 11, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
July 11, 1990 - July 20, 1993
MONY SECURITIES CORPORATION
September 7, 1983 - March 30, 1990
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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