John S. Hayman
Professional summary
John Sterrett Hayman is a registered financial advisor currently at CAPITAL ADVANTAGE, INC. located in Walnut Creek, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. John has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Sterrett Hayman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 1998 - Present
CAPITAL ADVANTAGE, INC.
Office #1: 1855 Olympic Blvd. Ste 300, Walnut Creek, CA 94596March 4, 1987 - July 31, 1992
PIM FINANCIAL SERVICES, INC.
January 31, 1985 - March 6, 1987
ASSOCIATED SECURITIES CORP.
April 29, 1982 - February 6, 1985
EQUITEC SECURITIES COMPANY
Primary Firm SEC Registration
CAPITAL ADVANTAGE, INC.
CRD#: 108985 / SEC#: 801-55896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/2/1998)
(9/6/2002)
Exams
Current Firm
CAPITAL ADVANTAGE, INC.
CRD#: 108985 / SEC#: 801-55896
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,830 |
| AUM (Assets Under Management) | $ 1,111,637,065 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CAPITAL ADVANTAGE, INC.
CRD#: 108985Walnut Creek, CA 94596TRUST BUT VERIFY
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